Director of Compliance Not right for you? We've got others

Salary:
$120,000 - $180,000
Location:
Denver, Colorado
Posted:
January 12th 2022
Minimum Degree:
Bachelor
Relocation Assistance:
Available
Apply Now

Our client is a registered investment advisor managing $1 Billion in assets, is searching for a Chief Compliance Officer to manage all aspects of the firm's compliance program. 

In addition to compliance, the full-time job may include some additional responsibilities depending on the background and interests of the person hired. 

KEY FUNCTIONS AND RESPONSIBILITIES:

 



Legacy Multi Family Office expanding into the Denver Front Range with an RIA, full commercial banking products and services.  Customers of the RIA with $5M + in AUM have full access to the suite of family office products and services to include by are not limited to: Tailored SEG funds, bill paying, concierge services, mortgage loans, unsecuried lines of credit, real estate acquistion loans, treasury management services. 

Requirements:

Login

Welcome back!

Please sign in before continuing.

Forgot your password?

Before you go...

This job might not be right for you, but we've got almost 2,000 others.

Here are a few of them like this one:

View All