Newfound Associates is representing a well-established, longstanding, privately owned, Boston-based Investment firm (hybrid RIA & Brokerage) that provides a platform for Wealth Advisors to OWN their clients and to run their business as they see fit!

Strong administrative, technology, investment, and compliance support to “run your business” without the “day-to-day hassles” of owning your own business. Competitive compensation and transition plan. Future exit program for those interested!

Role Responsibilities

• Develop/implement investment management and financial planning solutions for clients
• Perform research/financial analysis related to those solutions or utilize advice provided
• Continuously monitor clients’ financial situations with detail and accuracy by monitoring portfolio transactions and addressing client portfolio inquiries
• Provide strategic advice and manage money to reflect client risk tolerance, income, expenses, and assets
• Proficiency using various portfolio software tools
• Grow, maintain, and cultivate client relationships
• Continuously monitor clients’ financial situations with detail and accuracy by monitoring portfolio transactions and addressing client portfolio inquiries

Candidate Profile

• 7+ years of relevant experience within Financial Services
• Bachelor’s Degree or higher in Business, Finance, or related field
• Portable book of business
• FINRA SIE, Series 7 and 66 (63/65)
• Strong understanding of financial planning, portfolio management, and fiduciary investing concepts
• Prior experience with Financial Planning software helpful

Compensation & Benefits

• Competitive compensation based on a minimum of $25MM AUM
• Medical, dental, vision, disability, life insurance and 401(k) plan offered
• Unlimited PTO
• Flexible Work Schedule
• Remote or Office Work environment is available